Risk & Compliance Journal

Risk management news: the latest regulation and compliance updates and advice from the Wall Street Journal.

Readers’ Strategies for Preparing Their Partners to Manage Money After They Die

Tips include recording instructional videos and involving younger generations.

Markets News, Dec. 12, 2025: Major Indexes Close Sharply Lower as AI Bubble Fears Batter Tech Stocks; S&P 500, Dow Retreat From Record Highs

Major stock indexes fell Friday as technology shares remained under pressure on AI bubble fears. The tech-heavy Nasdaq sank, and the S&P 500 and Dow Jones Industrial Average pulled back from records.
The Christian Science Monitor

Congress considers ban on member stock trades, going beyond transparency

Some in Congress want to ban members from trading in stocks to counter possible insider trading. At present, the rules mostly ...