News

Vanguard Seeks SEC Approval to Expand Tax-Busting Fund Design
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its ...
Pensions & Investments5d
Vanguard asks SEC to approve ETF share class for active mutual funds
Sotiroff also pointed out that Vanguard itself tried to prevent other asset management firms from using the ETF share class ...
planadviser.com1mon
Industry Anticipates SEC Approval of Dual Share Class ETF Offerings
The Securities and Exchange Commission in March said it was prioritizing its review of applications for firms aiming to offer ETF share classes of its traditional mutual funds. Some fifty applications ...
NBC New York5mon
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
it spurred retirement plan investors to cash out of the investor share class of these funds and swap into the institutional version, according to the SEC. Vanguard then had to sell the underlying ...
The Business Journals10mon
T. Rowe eyes move into Vanguard-dominated area
Rowe Price is seeking SEC approval to offer a new ETF product as ... Rowe Price Group Inc. is looking to take a page out of Vanguard’s playbook to grow its exchange-traded fund, or ETF, business.
planadviser.com5mon
SEC Fines Vanguard for Misleading Retail Target-Date Fund Investors
The Vanguard Group ... many retirement plan investors redeemed their retail-oriented Investor TRFs and switched to the Institutional TRFs, which had lower expenses. To meet the demand for the ...
NBC News5mon
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
it spurred retirement plan investors to cash out of the investor share class of these funds and swap into the institutional version, according to the SEC. Vanguard then had to sell the underlying ...